Securities Industry and Financial Markets Association

SIFMA

SIFMA is the leading trade association representing the broker-dealers, banks and asset managers who provide access to the global capital markets.

Lobbying Activity

Meeting with John Berrigan (Director-General Financial Stability, Financial Services and Capital Markets Union)

9 Nov 2020 · The review of MiFID/R and the interplay with CMU,Taxonomy and IBOR transitions

Meeting with Valdis Dombrovskis (Vice-President) and

17 Oct 2019 · EU-US regulatory cooperation in financial services; upcoming work on MIFID II research; EC priorities on sustainable finance; regulatory fragmentation linked to the introduction of liquidity requirements on US branches of foreign bank organisations

Meeting with Andrea Beltramello (Cabinet of Vice-President Valdis Dombrovskis) and

13 May 2019 · CMU, MiFID, PRIIPs, Sustainable Finance

Meeting with Valdis Dombrovskis (Vice-President) and

11 Apr 2019 · Commission priorities in financial services for its next mandate, State of cross-border regulatory cooperation, Brexit, CFTC Cross-Border White Paper, BEAT

Meeting with Valdis Dombrovskis (Vice-President) and

30 Nov 2017 · Speech at EU-Asia Financial Services Dinner Reception on growth and investment in Europe; Fintech and sustainable finance

Meeting with Olivier Guersent (Director-General Financial Stability, Financial Services and Capital Markets Union)

21 Jun 2017 · Cross-Border regulatory coordination, Brexit, Cyber Security

Meeting with Elina Melngaile (Cabinet of Vice-President Valdis Dombrovskis), Jan Ceyssens (Cabinet of Vice-President Valdis Dombrovskis) and

21 Jun 2017 · first part of the regulatory review, cross-Border regulatory coordination, cyber security, Brexit and its external impacts

Meeting with Valdis Dombrovskis (Vice-President) and

20 Apr 2017 · CMU; Basel III; international cooperation on financial regulation; the Dodd Frank Act

Meeting with Elina Melngaile (Cabinet of Vice-President Valdis Dombrovskis), Lee Foulger (Cabinet of Vice-President Valdis Dombrovskis)

12 Oct 2016 · EU-US Financial Regulatory Framework; MiFID; Brexit

Meeting with Valdis Dombrovskis (Vice-President) and

5 Oct 2016 · EU-US cooperation in the field of financial services

Meeting with Valdis Dombrovskis (Vice-President)

18 Jul 2016 · Resilient financial markets - shaping the rules together

Meeting with Jonathan Hill (Commissioner)

21 Jun 2016 · EU US Financial Markets Issues

Meeting with Jon Nyman (Cabinet of Vice-President Cecilia Malmström)

18 Feb 2015 · Financial services regulation in TTIP

Meeting with Chantal Hughes (Cabinet of Commissioner Jonathan Hill)

18 Feb 2015 · Preparation for Commissioner Hill's speech at SIFMA in Washington on 27 February

Meeting with Nathalie De Basaldua Lemarchand (Cabinet of Commissioner Jonathan Hill)

20 Jan 2015 · Introductory Meeting